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Old 11-20-2020, 10:36 AM
 
1 posts, read 662 times
Reputation: 10

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RIA in San Antonio. Heard her ads on the radio all the time and she had (still does?) a local radio show in San Antonio.

"Brooklynn Chandler Willy of San Antonio, Texas, agreed to a one-year suspension of her license as an investment adviser representative with the Securities Commissioner and to pay back $2.75 million of commissions she received for the sale of alternative investments. The suspension and return of commissions is part of a disciplinary order that Texas Securities Commissioner, Travis J. Iles entered on October 16, 2020."

https://www.financial-planning.com/n...ter-texas-case

https://www.expressnews.com/business...o-15685671.php



Shocked this hasn't been picked up more by the local media. Anyone else familiar with her? I would heavily steer clear based off this information.
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Old 11-20-2020, 04:44 PM
 
Location: USA
4,433 posts, read 5,343,648 times
Reputation: 4127
Before you EVER hire an RIA (Registered Investment Adviser) or F/A (Financial Adivisor) check here:

https://brokercheck.finra.org/

That said, don’t make issue with a DWI or drug charge from the 70s but do question disputes.
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